JOB DESCRIPTION

Job Responsibilities

• Conducting the Quality Assurance testing in accordance with the firm wide Quality Assurance standards  
• Document outcomes of conformance / non-conformance
• Oversee review findings remediation to ensure all items are closed in a timely manner
• Ad-hoc regulatory / audit-related remediation projects 
• Identify process gaps and recommend resolutions, actively participate in calibration sessions
• Perform root cause analysis to improve quality performance
• Perform all tasks with minimum supervision and independently make decisions related to the process
• Initiate and participate in process improvements initiatives, including automation projects

Required Qualifications, Capabilities and Skills

• Quality Assurance, control testing, audit, compliance background is preferred 
• Ability to identify and articulate new or emerging risks to the business, getting to the why as efficiently as possible
• Strong documentation skills to clearly articulate results of testing
• Detail oriented and a disciplined approach to process and quality controls 
• Ability to investigate, analyze, review and document processes
• Excellent organization, written and oral communication skills
• Strong attention to detail, exceptional listening, comprehension, and analytical skills