Description:
Duties and Responsibilities:
• Handle all the day-to-day compliance operations of the Firm and assume responsibility for compliance adherence
• In-depth knowledge of Arcesium policies, procedures and guidelines on Prevention of insider trading, personal trading, conflict of interest, etc.
• Review employee requests for submission of disclosures, pre-approvals and close the requests
• Address any concerns that the employees or senior personnel may have on compliance
• Create and execute the Annual Compliance Training Program to ensure all employees are educated on the latest regulations and processes
• Create and manage effective action plans in response to audit discoveries and compliance violations
• Create and ensure 100% adherence of Annual Compliance Attestations
• Work with external vendors to ensure the necessary information is received and requests are processed in a timely manner
Qualifications, Experience & Skills:
• BSc/BA in Finance, Business administration or a related field (Master’s degree in a relevant field is an added advantage)
• 5+ years of relevant risk management/ compliance experience working in a fast-paced environment
• In-depth knowledge of risk management and compliance principles
• High level of integrity and professional ethics
• Excellent verbal and written communication skills
• Strong business acumen and ability to handle sensitive information
• Excellent organizational and multitasking abilities
• Strong leadership skills