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Senior Specialist - Compliance

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Description: 

Duties and Responsibilities:
• Handle all the day-to-day compliance operations of the Firm and assume responsibility for compliance adherence
• In-depth knowledge of Arcesium policies, procedures and guidelines on Prevention of insider trading, personal trading, conflict of interest, etc.
• Review employee requests for submission of disclosures, pre-approvals and close the requests
• Address any concerns that the employees or senior personnel may have on compliance
• Create and execute the Annual Compliance Training Program to ensure all employees are educated on the latest regulations and processes
• Create and manage effective action plans in response to audit discoveries and compliance violations
• Create and ensure 100% adherence of Annual Compliance Attestations
• Work with external vendors to ensure the necessary information is received and requests are processed in a timely manner

Qualifications, Experience & Skills:
• BSc/BA in Finance, Business administration or a related field (Master’s degree in a relevant field is an added advantage)
• 5+ years of relevant risk management/ compliance experience working in a fast-paced environment
• In-depth knowledge of risk management and compliance principles
• High level of integrity and professional ethics
• Excellent verbal and written communication skills
• Strong business acumen and ability to handle sensitive information
• Excellent organizational and multitasking abilities
• Strong leadership skills

Set alert for similar jobsSenior Specialist - Compliance role in Hyderabad, India
Arcesium Logo

Company

Arcesium

Job Posted

a year ago

Job Type

Full-time

WorkMode

On-site

Experience Level

3-7 years

Category

Finance

Locations

Hyderabad, Telangana, India

Qualification

Bachelor

Applicants

Be an early applicant

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