Senior Auditor
Wells Fargo
Bengaluru, Karnataka, India
About this role: Wells Fargo is seeking a Senior Auditor... In this role, you will: Perform audit testing components of assigned audits within multiple segments of the Audit Plan Plan and execute independent audit testing and ensure that they are timely and accurate Identify and assess key risks and controls Execute and document work in accordance with Wells Fargo Audit Services policy Identify and develop compensating controls that mitigate audit findings and make recommendations to management Inform manager of situational issues that might compromise objectivity or independence Design and execute tests to verify control effectiveness Document work papers according to the standards of the Internal Audit policy and guidance Demonstrate professional skepticism while performing major components of audits Lead smaller scale audits or projects Develop ways to improve existing audit practices Develop effective test plans for engagements as assigned with limited guidance Participate in projects as directed Develop business partnerships within Internal Audit and with teams companywide through professional communication and clear audit deliverables Required Qualification: 3-5 years of experience in one or a combination of the following audit or risk functions: covering risk identification, mitigation and management (includes audit, legal, operational risk, compliance risk, credit risk, market risk, technology risk, or the management of a process or business with accountability for risk). Experience at a financial institution or accounting firm A BS/BA degree or higher Solid knowledge and understanding of audit or risk methodologies and supporting tools. Excellent verbal, written, and interpersonal communication skills. Strong organizational, multitasking, and prioritizing skills. Ability to execute in a fast paced, high demand, environment while balancing multiple priorities. Solid problem solving skills Good analytical skills with high attention to detail and accuracy. Required Qualifications, International: Experience in Audit, Risk, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Qualifications: Certification in one or more of the following: CPA, CIA, CAMS, CRCM, CISA or Commissioned Bank Examiner designation. Knowledge in Consumer Lending Products - Home Lending, Auto, Credit, Retail and Merchant Services and Personal Lending Group. Knowledge and experience with consumer lending processes, risks and controls; in particular home, auto and credit card lending. Strong knowledge of audit methodology, including risk identification and control assessment
