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Join Tower Research Capital LLC as a Surveillance Officer in India. Monitor trading activities, escalate issues, assist with regulatory requests, and enhance surveillance platform. Ideal candidate has 3-5 years of trade surveillance experience and knowledge of Nasdaq Trade Surveillance (SMARTS) tool. Strong analytical skills and proficiency in Microsoft Excel/Google Sheets required.

Tower Research Capital LLC, a high-frequency proprietary trading firm founded in 1998, seeks an experienced professional to join our Compliance Surveillance team in India.

This hands-on role provides a great opportunity to work in an innovative, dynamic environment. We are looking for an independent and flexible worker, who is a proactive team player, has strong attention to detail, and solid knowledge of financial markets.

 

Responsibilities:

The Surveillance Officer will be responsible for:

  • Undertaking daily post-trade surveillance monitoring on a timely basis to identify activity which may indicate possible market abuse or market integrity issues.
  • Escalating issues to business partners, including follow up communication with senior stakeholders.
  • Assisting with responding to regulatory requests for information.
  • Assisting the regional and global compliance team in the strategic enhancements of the firm's surveillance platform.
  • Reviewing and drafting internal procedures, policies and guidance where required.
  • Conducting other ad-hoc project work as required by the regional or global compliance team.

Qualifications:

  • At least 3 to 5 years of experience in a trade surveillance role at a financial institution (e.g. investment bank, broker, trading venue/exchange, proprietary trading firm or regulator).
  • Working knowledge of the Nasdaq Trade Surveillance (SMARTS) tool.
  • Experience of designing, testing and calibrating surveillance models and parameters.
  • Good knowledge of Market Conduct/Market Abuse rules and regulatory frameworks.
  • Proven analytical skills, including the analysis of large amounts of order and trade data whilst maintaining attention to detail.
  • The ability to work and prioritize independently coupled with the judgment to involve management with issues as needed.
  • Excellent written and verbal communication skills.
  • Strong Microsoft Excel/Google Sheet knowledge and skills.

 

Preferred Qualifications:

  • Working knowledge of coding languages such as SQL and Python 
  • Some exposure to technical aspects of high frequency/algorithmic trading 

 

Benefits

Tower continues to enhance the in-house trading system and strategies that have positioned the firm as a leader in the thriving field of quantitative trading. While Tower offers challenges and rewards rivaling those of any Wall Street firm, Tower’s cubicle-free workplace, jeans-clad workforce, and well-stocked kitchens reflect the premium the firm places on quality of life. Benefits include:

  • Competitive salary and performance-based bonuses
  • 5 weeks of paid vacation per year
  • Breakfast, lunch, dinner, and snacks on a daily basis
  • Cab facility within Gurgaon
  • Health club allowances
Set alert for similar jobsSurveillance Officer role in Gurgaon, India
Tower Research Capital Logo

Company

Tower Research Capital

Job Posted

8 months ago

Job Type

Full-time

WorkMode

On-site

Experience Level

3-7 Years

Category

Corporate and Finance

Locations

Gurgaon, Haryana, India

Qualification

Bachelor

Applicants

Be an early applicant

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Surveillance Officer

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Surat, Gujarat, India

Posted: 8 months ago

Join Compliance Surveillance team at Tower Research Capital in India. Monitor trade activities, escalate issues, assist with regulatory requests, enhance surveillance platform, review internal procedures, conduct ad-hoc projects. Requires 3-5 years of trade surveillance experience, Nasdaq Trade Surveillance tool knowledge, market conduct rules expertise, strong analytical skills, good communication skills, and proficiency in Microsoft Excel/Google Sheets. Preferred qualification includes SQL and Python knowledge. On-site full-time opportunity in Surat, Gujarat, India.